spirometric assessment in the Management of chronic obstructive pulmonary disease among adults with uncontrolled asthma

Authors

DOI:

https://doi.org/10.5281/zenodo.22815231

Keywords:

asthma-COPD overlap, spirometry, airflow obstruction, bronchodilator reversibility, uncontrolled asthma

Abstract

Graphical abstract

Background: Asthma-COPD overlap, persistent airflow limitation with features of both asthma and COPD, is common among adults whose asthma remains poorly controlled, and these patients have more exacerbations and faster decline than either phenotype alone [1,2].

Objective: This review synthesizes evidence on spirometric assessment, bronchodilator reversibility, post-bronchodilator FEV1/FVC, and FEV1 trajectory, for identifying and managing COPD features in uncontrolled asthma.

Methods: We reviewed cohort studies, consensus statements, and trials addressing spirometric phenotyping, fixed obstruction, reversibility variability, and treatment response in overlap populations.

Findings: Persistent post-bronchodilator FEV1/FVC below 0.70 identifies a subgroup with accelerated decline and exacerbation risk approaching COPD alone [4,6]; reversibility is often present but variable, limiting its use as a single cut-point [7]; combined spirometric and inflammatory assessment improves selection for triple therapy [8,30].

Conclusions: Serial spirometry, read alongside symptoms and exacerbation history rather than a single threshold, should anchor a stepwise assessment pathway for uncontrolled asthma, guiding earlier escalation to combined bronchodilator and anti-inflammatory therapy [1,31].

References

Global Initiative for Asthma and Global Initiative for Chronic Obstructive Lung Disease (2023) Diagnosis of Diseases of Chronic Airflow Limitation: Asthma, COPD and Asthma-COPD Overlap (ACO). GINA-GOLD Joint Report.

Postma, D.S., Rabe, K.F. (2015) The Asthma-COPD Overlap Syndrome. New England Journal of Medicine, 373(13): 1241-1249. DOI: 10.1056/NEJMra1411863

Sin, D.D., Miravitlles, M., Mannino, D.M., Soriano, J.B., Price, D., Celli, B.R., et al. (2016) What is asthma-COPD overlap syndrome? Towards a consensus definition from a round table discussion. European Respiratory Journal, 48(3): 664-673. DOI: 10.1183/13993003.00436-2016

Menezes, A.M.B., Montes de Oca, M., Perez-Padilla, R., Nadeau, G., Wehrmeister, F.C., Lopez-Varela, M.V., et al. (2014) Increased risk of exacerbation and hospitalization in subjects with an overlap phenotype: COPD-asthma. Chest, 145(2): 297-304. DOI: 10.1378/chest.13-0622

van Boven, J.F.M., Roman-Rodriguez, M., Palmer, J.F., Toledo-Pons, N., Cosio, B.G., Soriano, J.B. (2016) Comorbidome, pattern, and impact of asthma-COPD overlap syndrome in real life. Chest, 149(4): 1011-1020. DOI: 10.1016/j.chest.2015.12.002

Lange, P., Halpin, D.M.G., O'Donnell, D.E., MacNee, W. (2016) Diagnosis, assessment, and phenotyping of COPD: beyond FEV1. International Journal of Chronic Obstructive Pulmonary Disease, 11(Spec Iss): 3-12. DOI: 10.2147/COPD.S85976

Tho, N.V., Park, H.Y., Nakano, Y. (2016) Asthma-COPD overlap syndrome (ACOS): A diagnostic challenge. Respirology, 21(3): 410-418. DOI: 10.1111/resp.12653

Gibson, P.G., McDonald, V.M. (2015) Asthma-COPD overlap 2015: now we are six. Thorax, 70(7): 683-691. DOI: 10.1136/thoraxjnl-2014-206740

Barrecheguren, M., Esquinas, C., Miravitlles, M. (2015) The asthma-COPD overlap syndrome: a new entity? COPD Research and Practice, 1: 8. DOI: 10.1186/s40749-015-0012-z

Kumbhare, S., Pleasants, R., Ohar, J.A., Strange, C. (2016) Characteristics and prevalence of asthma/chronic obstructive pulmonary disease overlap in the United States. Annals of the American Thoracic Society, 13(6): 803-810. DOI: 10.1513/AnnalsATS.201508-554OC

Cosio, B.G., Soriano, J.B., Lopez-Campos, J.L., Calle-Rubio, M., Soler-Cataluna, J.J., de-Torres, J.P., et al. (2016) Defining the Asthma-COPD Overlap Syndrome in a COPD Cohort. Chest, 149(1): 45-52. DOI: 10.1378/chest.15-1055

Fletcher, C., Peto, R. (1977) The natural history of chronic airflow obstruction. British Medical Journal, 1(6077): 1645-1648. DOI: 10.1136/bmj.1.6077.1645

Lange, P., Parner, J., Vestbo, J., Schnohr, P., Jensen, G. (1998) A 15-year follow-up study of ventilatory function in adults with asthma. New England Journal of Medicine, 339(17): 1194-1200. DOI: 10.1056/NEJM199810223391703

de Marco, R., Accordini, S., Cerveri, I., Corsico, A., Sunyer, J., Neukirch, F., et al. (2007) Incidence of chronic obstructive pulmonary disease in a cohort of young adults according to the presence of chronic cough and phlegm. American Journal of Respiratory and Critical Care Medicine, 175(1): 32-39. DOI: 10.1164/rccm.200603-381OC

Contoli, M., Baraldo, S., Marku, B., Casolari, P., Marwick, J.A., Turato, G., et al. (2010) Fixed airflow obstruction due to asthma or chronic obstructive pulmonary disease: 5-year follow-up. Journal of Allergy and Clinical Immunology, 125(4): 830-837. DOI: 10.1016/j.jaci.2010.02.003

Bumbacea, D., Campbell, D., Nguyen, L., Carr, D., Barnes, P.J., Robinson, D., et al. (2004) Parameters associated with persistent airflow obstruction in chronic severe asthma. European Respiratory Journal, 24(1): 122-128. DOI: 10.1183/09031936.04.00077903

ten Brinke, A., Sterk, P.J., Masclee, A.A., Spinhoven, P., Schmidt, J.T., Zwinderman, A.H., et al. (2005) Risk factors of frequent exacerbations in difficult-to-treat asthma. European Respiratory Journal, 26(5): 812-818. DOI: 10.1183/09031936.05.00037905

Guerra, S. (2005) Overlap of asthma and chronic obstructive pulmonary disease. Current Opinion in Pulmonary Medicine, 11(1): 7-13. DOI: 10.1097/01.mcp.0000151359.32160.35

Tashkin, D.P., Celli, B., Decramer, M., Liu, D., Burkhart, D., Cassino, C., et al. (2008) Bronchodilator responsiveness in patients with COPD. European Respiratory Journal, 31(4): 742-750. DOI: 10.1183/09031936.00129607

Calverley, P.M., Burge, P.S., Spencer, S., Anderson, J.A., Jones, P.W. (2003) Bronchodilator reversibility testing in chronic obstructive pulmonary disease. Thorax, 58(8): 659-664. DOI: 10.1136/thorax.58.8.659

Hansen, E.F., Phanareth, K., Laursen, L.C., Kok-Jensen, A., Dirksen, A. (1999) Reversible and irreversible airflow obstruction as predictor of overall mortality in asthma and chronic obstructive pulmonary disease. American Journal of Respiratory and Critical Care Medicine, 159(4): 1267-1271. DOI: 10.1164/ajrccm.159.4.9807121

Tommola, M., Ilmarinen, P., Tuomisto, L.E., Haanpaa, J., Kankaanranta, T., Niemela, O., et al. (2016) The effect of smoking on lung function: a clinical study of adult-onset asthma. European Respiratory Journal, 48(5): 1298-1306. DOI: 10.1183/13993003.00850-2016

Global Initiative for Chronic Obstructive Lung Disease (2023) Global Strategy for the Diagnosis, Management, and Prevention of Chronic Obstructive Pulmonary Disease: 2023 Report.

Miller, M.R., Hankinson, J., Brusasco, V., Burgos, F., Casaburi, R., Coates, A., et al. (2005) Standardisation of spirometry. European Respiratory Journal, 26(2): 319-338. DOI: 10.1183/09031936.05.00034805

Pellegrino, R., Viegi, G., Brusasco, V., Crapo, R.O., Burgos, F., Casaburi, R., et al. (2005) Interpretative strategies for lung function tests. European Respiratory Journal, 26(5): 948-968. DOI: 10.1183/09031936.05.00035205

Quanjer, P.H., Stanojevic, S., Cole, T.J., Baur, X., Hall, G.L., Culver, B.H., et al. (2012) Multi-ethnic reference values for spirometry for the 3-95-yr age range: the global lung function 2012 equations. European Respiratory Journal, 40(6): 1324-1343. DOI: 10.1183/09031936.00080312

Kitaguchi, Y., Komatsu, Y., Fujimoto, K., Hanaoka, M., Kubo, K. (2012) Sputum eosinophilia can predict responsiveness to inhaled corticosteroid treatment in patients with overlap syndrome of COPD and asthma. International Journal of Chronic Obstructive Pulmonary Disease, 7: 283-289. DOI: 10.2147/COPD.S30651

Kobayashi, S., Hanagama, M., Yamanda, S., Ishida, M., Yanai, M. (2016) Inflammatory phenotypes in asthma-COPD overlap syndrome. International Journal of Chronic Obstructive Pulmonary Disease, 11: 2117-2123. DOI: 10.2147/COPD.S113747

Suzuki, T., Tada, Y., Kawata, N., Matsuura, Y., Ikari, J., Kasahara, Y., et al. (2015) Clinical, physiological, and radiological features of asthma-chronic obstructive pulmonary disease overlap syndrome. International Journal of Chronic Obstructive Pulmonary Disease, 10: 947-954. DOI: 10.2147/COPD.S82282

Papaioannou, A.I., Bartziokas, K., Loukides, S. (2019) Clinical implications for asthma-COPD overlap: is it worth diagnosing? Expert Review of Respiratory Medicine, 13(5): 419-421.

Miravitlles, M., Alvarez-Gutierrez, F.J., Calle, M., Casanova, C., Cosio, B.G., Lopez-Vina, A., et al. (2017) Algorithm for identification of asthma-COPD overlap: consensus between the Spanish COPD and asthma guidelines. European Respiratory Journal, 49(5): 1700068. DOI: 10.1183/13993003.00068-2017

Louie, S., Zeki, A.A., Schivo, M., Chan, A.L., Yoneda, K.Y., Avdalovic, M., et al. (2013) The asthma-chronic obstructive pulmonary disease overlap syndrome: pharmacotherapeutic considerations. Expert Review of Clinical Pharmacology, 6(2): 197-219. DOI: 10.1586/ecp.13.2

Bujarski, S., Parulekar, A.D., Sharafkhaneh, A., Hanania, N.A. (2015) The asthma COPD overlap syndrome (ACOS). Current Allergy and Asthma Reports, 15(3): 509. DOI: 10.1007/s11882-014-0509-6

Kauppi, P., Kupiainen, H., Lindqvist, A., Tammilehto, L., Kilpelainen, M., Kinnula, V.L., et al. (2011) Overlap syndrome of asthma and COPD predicts low quality of life. Journal of Asthma, 48(3): 279-285. DOI: 10.3109/02770903.2011.555024

Ding, B., Enstone, A. (2016) Asthma and chronic obstructive pulmonary disease overlap syndrome: structured literature review and physician insights. Expert Review of Respiratory Medicine, 10(3): 363-371. DOI: 10.1586/17476348.2016.1144469

Marsh, S.E., Travers, J., Weatherall, M., Williams, M.V., Aldington, S., Shirtcliffe, P.M., et al. (2008) Proportional classifications of COPD phenotypes. Thorax, 63(9): 761-767. DOI: 10.1136/thx.2007.089193

Graphical abstract

Published

2026-07-11

Issue

Section

Articles