The Ki-67 proliferation index is the marker on which pancreatic neuroendocrine tumours are graded, and somatostatin receptor expression is the marker on which they are imaged and treated. They are usually discussed as a pair. In the one cohort that compared them directly, the receptor outperformed the proliferation index as a predictor of survival. Objectives: To review the published evidence on Ki-67 and somatostatin receptor expression as prognostic markers in pancreatic neuroendocrine tumours: what each predicts, how reproducibly each is measured, how they relate to one another, and how immunohistochemistry compares with receptor imaging.
Material and Methods: Narrative review of resection cohorts, immunohistochemical series, imaging correlation studies and pooled analyses indexed in PubMed and the major oncology, pathology and nuclear medicine journals. Studies were eligible if they reported outcomes stratified by Ki-67 index or somatostatin receptor expression, the reproducibility of either measurement, or correlation between immunohistochemistry and receptor imaging. No new patient data were generated; every estimate quoted is one published by the original investigators. Results: In 99 resected tumours, SSTR-2a was expressed in 80.1 per cent and SSTR-5 in 24.2 per cent. SSTR-2a positivity was associated with improved overall survival, with cumulative rates of 97.5, 91.5 and 82.9 per cent at one, three and five years, and on multivariable analysis it was the stronger predictor, with a hazard ratio of 0.2 (95% CI 0.1-0.8) against 0.8 (95% CI 0.1-5.7) for high Ki-67. SSTR-5 was not associated with survival. In a separate series of 279 patients, SSTR2 immunohistochemistry was an independent prognostic marker for overall survival (HR 0.82, 95% CI 0.67-0.99), correlated with tumour uptake on receptor imaging, but was outperformed by the imaging itself, which carried a positive predictive value advantage of 27 percentage points. Ki-67 measurement remains discrepant between observers precisely at the grade boundaries of 3 and 20 per cent. Conclusion: Ki-67 is indispensable for grading but is measured least reliably at the thresholds that determine grade, and its prognostic weight in resected
disease is smaller than the emphasis placed on it suggests. Somatostatin receptor status carries independent prognostic information and, where receptor imaging is available, the imaging is the more accurate of the two receptor measurements. Abbreviations: PanNET – Pancreatic Neuroendocrine Tumour, PanNEN – Pancreatic Neuroendocrine Neoplasm, NEC – Neuroendocrine Carcinoma,
SSTR – Somatostatin Receptor, IHC – Immunohistochemistry, DIA – Digital Image Analysis, WHO – World Health Organization, ENETS – European Neuroendocrine Tumour Society, PET – Positron Emission Tomography, PRRT – Peptide Receptor Radionuclide Therapy, SSA – Somatostatin Analogue, HR – Hazard Ratio, OS – Overall Survival, HPF – High-Power Field.
Keywords: Pancreatic Neuroendocrine Tumour; Ki-67; Somatostatin Receptor; Tumour Grading; Prognosis
Pancreatic neuroendocrine neoplasms are uncommon, accounting for one to two per cent of pancreatic tumours, and their behaviour is notoriously difficult to predict from morphology alone [1]. Grading was placed on a proliferative footing when the European Neuroendocrine Tumour Society proposed cutoffs based on mitotic rate and the Ki-67 index, a scheme subsequently adopted by the World Health Organization [1,2].
That system divides tumours at Ki-67 values of 3 and 20 per cent into grades 1, 2 and 3, with the highest grade later subdivided into well-differentiated grade 3 tumours and poorly differentiated carcinomas [2,3]. The grade drives surveillance intensity, eligibility Somatostatin receptors provide a second axis. Their overexpression is what makes these tumours visible on receptor-targeted positron emission tomography and treatable with somatostatin analogues and peptide receptor radionuclide therapy [4,5]. Receptor expression is therefore measured routinely, though usually as a predictive rather than a prognostic marker [6,7].
The two are commonly reported side by side, and the assumption is that Ki-67 carries the prognostic weight while the receptor determines treatment. The evidence reviewed here does not support that division cleanly. The aim is to set out what each marker predicts, how reliably each is measured, and what happens when they are compared directly in the same patients.
Search strategy: PubMed and the archives of the major oncology, pathology and nuclear medicine journals were searched for studies of prognostic markers in pancreatic neuroendocrine tumours. Search terms combined pancreatic neuroendocrine tumour and neoplasm with Ki-67, proliferation index, WHO grading, somatostatin receptor, SSTR2, immunohistochemistry, DOTATATE, DOTANOC, interobserver variability and prognosis. Reference lists of retrieved studies were screened by hand.
Eligibility: Studies were included if they reported clinical outcomes stratified by Ki-67 index or somatostatin receptor expression in a defined population; the reproducibility of either measurement between observers or methods; or correlation between receptor immunohistochemistry and receptor imaging. Studies in neuroendocrine tumours of other primary sites are cited where they bear on the same measurement question and are identified as such.
Data extraction and handling: Design, sample size, antibody clone or tracer, scoring method, cutoff applied and reported effect estimates with confidence intervals were extracted as published. Cutoffs are reported alongside every result, because in this field the threshold chosen is frequently derived within the same cohort in which it is tested. No pooling or re-analysis was performed and no patient-level data were obtained. Figures 1 to 3 and Tables 1 and 2 reproduce published values only. This is a narrative synthesis and was not registered as a systematic review.
What Ki-67 grading delivers: The proliferative grading system separates tumours that behave very differently. Survival in grade 3 disease is significantly worse than in grade 1 or grade 2, and within grade 3, poorly differentiated carcinomas fare significantly worse than well-differentiated grade 3 tumours [3]. Grade remains one of the two strongest predictors of outcome alongside stage [1]. Across pooled series, most resected tumours are grade 1 or grade 2, with grade 3 accounting for a small minority (Figure 3) [8].
The cutoffs themselves are contested. A Ki-67 threshold of 10 per cent is used to select candidates for transplantation and increasingly to select patients for somatostatin analogue or radionuclide therapy, and formal analysis of 190 resected tumours with a separate validation cohort of 145 identified 12 per cent as the discriminatory cutoff, close to that rule of thumb [9]. Other series have found better discrimination when grade 1 and grade 2 are separated at 5 per cent rather than 3 per cent [10]. The boundaries in current use were derived from limited numbers of cases and largely extrapolated from gastrointestinal rather than pancreatic tumours [9].
The index is least reliable where it matters most: Ki-67 is a continuous measurement forced into categories, and the disagreement between observers concentrates at the category boundaries. A systematic review of digital image analysis in pancreatic neuroendocrine neoplasms found that even with manual counting from a printed image, the standardised method intended to reduce variability, discrepancies persisted specifically at the grade 1 to grade 2 transition at 3 per cent and the grade 2 to grade 3 transition at 20 per cent [8].
Digital analysis improved consistency in exactly those grey zones, but results still varied with hotspot selection and with the number of cells counted [8]. The eyeballing approach is discouraged in consensus documents yet remains widely used in daily practice [9]. In cytology cell blocks, grading concordance with the surgical specimen was 69 per cent by manual count and 55 per cent by digital analysis, and concordance was better for grade 1 than for grade 2 tumours [11].
Receptor expression carries independent prognostic weight: In a cohort of 99 resected pancreatic neuroendocrine tumours, SSTR-2a was expressed in 80 tumours (80.1 per cent) and SSTR-5 in 24 (24.2 per cent). SSTR-2a positivity was associated with improved overall survival on univariate analysis, with cumulative survival of 97.5, 91.5 and 82.9 per cent at one, three and five years (Figure 2). SSTR-5 expression showed no association with survival [12].
The multivariable result is the striking one. SSTR-2a positivity carried a hazard ratio of 0.2 (95% CI 0.1-0.8), while high Ki-67 carried a hazard ratio of 0.8 with a confidence interval spanning unity (95% CI 0.1-5.7) (Figure 1) [12]. In that cohort the receptor was the stronger prognostic indicator, and the proliferation index was not independently significant at all. Comparable associations between receptor expression and better outcome have been reported in well-differentiated endocrine carcinomas [13], in a series relating SSTR2A specifically to outcomes in pancreatic tumours [14], and across gastroenteropancreatic sites more broadly [15,16,17]. The same relationship holds outside the pancreas: in 350 resected rectal neuroendocrine tumours, SSTR2 expression was associated with smaller tumours, lower stage and better outcome [22].
Figure 2: Cumulative overall survival in SSTR-2a-positive pancreatic neuroendocrine tumours [12]
Corleto et al. 2009 Both associated with better — SSTR2, SSTR5 [13] survival Okuwaki et al. 2013 Receptor expression related — SSTR2A [14] to outcome in PanNETs SSTR-2a HR 0.2 against Mehta et al. 2015 [12] 99 SSTR-2a, Ki-67 Ki-67 HR 0.8 Subtype-specific prognostic Song et al. 2016 [16] — SSTR subtypes value in PanNETs Brunner et al. 2017 SSTR2 IHC and Imaging more accurate than [18] imaging immunohistochemistry Ki-67 pooled review Discrepancies persist at the — Ki-67 [8] 3% and 20% boundaries Table 1: Principal studies reviewed, with the marker examined and the finding as reported by the original investigators Imaging beats the stain: The largest comparison assembled a tissue microarray and imaging database from 279 patients with neuroendocrine tumours, some treated with receptor-targeted radiopeptide therapy. SSTR2 immunohistochemistry was an independent prognostic marker for overall survival, with a hazard ratio of 0.82 (95% CI 0.67-0.99, p = 0.037). Among patients treated with radiopeptide therapy, receptor expression on immunohistochemistry correlated with tumour uptake on imaging (n = 170, p < 0.001) [18].
But the imaging was the better prognostic test. Receptor-targeted imaging showed a positive predictive value advantage of 27 percentage points (95% CI 3-56, p = 0.025) over the stain [18]. That is a coherent result rather than a paradox: a biopsy stains one every deposit in the body, and in a disease where lesions differ from one another that whole-body view is worth more.
Prospective correlation supports the same picture. In a series of non-functional pancreatic neuroendocrine neoplasms assessed by dual-tracer imaging with receptor and glucose analogues alongside staining for all five receptor subtypes, SSTR2 was the only subtype that correlated with receptor tracer uptake, and high SSTR5 expression correlated with a low Ki-67 index [19]. Earlier work comparing scintigraphy with immunohistochemistry reached compatible conclusions [20,21].
Ki-67 by manual Proliferative fraction in a Discrepant at the 3% and 20% count selected hotspot grade boundaries [8,9] Ki-67 by digital The same, more Varies with hotspot choice and analysis reproducibly cell count [8,11] SSTR2 immunohi Receptor status in one Independent prognostic value stochemistry sampled fragment but bettered by imaging [12,18] Receptor-targeted Receptor status across all Requires tracer access; not imaging lesions universally available [18,19]
Two conclusions follow, and the first is uncomfortable for the way these tumours are reported. Ki-67 is the basis of grading and grading drives management, yet the index is measured least reliably at exactly the values that decide the grade [8]. A tumour reported at 3 per cent and one reported at 2 per cent may differ only in who counted, and they will be managed differently. Digital analysis narrows the gap without closing it [8,11].
The second is that receptor status is not merely predictive. In the one cohort that tested both in the same multivariable model, SSTR-2a was independently prognostic and Ki-67 was not [12], and a much larger series confirmed independent prognostic value for SSTR2 [18]. The habit of treating the receptor as a treatment-selection marker and the proliferation index as the prognostic one is not well supported.
The comparison between receptor staining and receptor imaging deserves emphasis because it generalises. Both measure the same biology, but one samples a fragment and the other surveys the whole patient, and the whole-body measurement was the more accurate predictor by a wide margin [18]. Where receptor imaging has been performed, the histological receptor score adds little prognostic information beyond it.
A practical corollary concerns which sample is graded. Cytology cell blocks agree with the resection specimen in only around two-thirds of cases, and worse for grade 2 tumours [11], so a grade assigned on fine-needle material should be treated as provisional where it sits near a threshold.
The limitations belong to the underlying literature. The head-to-head comparison of receptor and proliferation index rests on 99 patients from a single institution, and the wide confidence interval around the Ki-67 hazard ratio reflects that the study was not powered to exclude an effect [12]. Cutoffs for both markers are frequently derived and tested within the same cohort, which inflates apparent discrimination [9,10]. Antibody clones, scoring systems and H-score thresholds comparable [12,17]. Several informative series include neuroendocrine tumours of mixed primary site, and receptor expression differs by site of origin [15,17]. The imaging comparison was conducted in a population enriched for patients selected for radiopeptide therapy, which may not represent unselected practice [18].
Two gaps deserve naming. No prospective study has compared management guided by receptor status against management guided by grade, so the relative prognostic weight established in retrospective cohorts has not been translated into a decision rule. And no study reviewed here reports outcomes for patients whose grade changed on re-review, which is the population most affected by the measurement variability described [8,11].
Ki-67 remains the basis of grading in pancreatic neuroendocrine tumours and grading remains one of the two strongest predictors of outcome. But the index is measured with least agreement at the 3 and 20 per cent boundaries that determine grade, its cutoffs were derived from limited data and partly extrapolated from other sites, and in the one cohort that tested both markers together it was the weaker predictor. Somatostatin receptor expression, usually treated as a treatment-selection marker, carries independent prognostic information, and where receptor imaging is available it predicts survival more accurately than the corresponding stain because it surveys every lesion rather than one fragment. Reporting both, and treating a grade assigned near a threshold or on cytology material as provisional, is what the published evidence supports.
The surgical series, tissue microarray projects and imaging registries on which this article draws were assembled by others, and the credit is theirs.
No grant, contract or institutional subsidy of any kind was received towards the preparation of this article.
There is no competing interest to declare on the part of any author.
This is a review of material that has already appeared in print. Since no one was enrolled and no fresh clinical records were opened, the question of ethical approval did not arise.